VP Compliance

Created at: July 23, 2025 00:08

Company: Oliver James Associates

Location: New York, NY, 10001

Job Description:

Position Overview: We're seeking a Compliance Associate to support and execute the firm's Anti-Money Laundering (AML) and Know Your Customer (KYC) protocols across investor and transaction monitoring. This person will either come in with or develop into an in-house expert on AML/KYC compliance standards, while also contributing to broader compliance efforts across the firm. In this role, you'll engage with key risk management processes, ranging from vendor due diligence to compliance testing, w…


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