VP Compliance Officer

Created at: September 24, 2025 00:47

Company: Oliver James Associates

Location: New York, NY, 10001

Job Description:

Senior Compliance Officer - SEC-Registered Investment Adviser A leading global financial institution is seeking a Senior Compliance Officer to join its growing U.S. compliance team. This is a high-impact role focused on supporting the firm's SEC-registered investment adviser , advising private funds and SMA businesses, and ensuring compliance with U.S. and global regulatory requirements. Please note: At this time, we are unable to offer visa sponsorship or H-1B transfers. Applicants must be aut…


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